Securities Litigation

The securities litigation attorneys of Kightlinger & Gray, LLP defend the interests of broker/dealers, accountants and other professionals in actions for violation of state and federal securities law such as the Securities Act of 1933, the Securities Exchange Act of 1934, and the Indiana Securities Act. We have initiated suit, and recovered damages, on behalf of investors against issuers of securities, officers, directors and other control persons, underwriters, and accountants.

The securities litigation attorneys have represented investors and broker/dealers in arbitration proceedings conducted pursuant to rules promulgated by the National Association of Securities Dealers (NASD)/Financial Industry Regulatory Authority (FINRA). We have also represented brokerage houses in actions against departing account representatives for emergency injunction relief and damages for violating non-solicitation agreements.


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