The firm has handled a number of actions for violation of state and federal securities laws such as the Securities Act of 1933, the Securities Exchange Act of 1934 and the Indiana Securities Act.

We have defended the interests of brokers/dealers, accountants and other professionals in such actions. We have initiated suit, and recovered damages, on behalf of investors against issuers of securities, underwriters, accountants, investment bankers and other control persons. We also represent clients in NASD arbitrations.